Lowenstein Sandler represented Ladenburg Thalmann & Co. Inc., B. Riley Securities, Inc. and Roth Capital Partners, LLC in an At-The-Market sales agreement for the issuance of up to $100 million of common stock of Meta Materials Inc. (NASDAQ:MMAT), a developer of high-performance functional materials and nanocomposites.
The offer and sale of the shares will be made pursuant to Meta Materials’ shelf registration statement on Form S-3 (File No. 333-268282) that was declared effective by the U.S. Securities and Exchange Commission on November 18, 2022, and a related prospectus supplement, which the company filed with the SEC on February 10, 2023.
Ladenburg Thalmann is a diversified financial services company with two primary business lines: independent brokerage and advisory and investment banking and capital markets. B. Riley Securities is a leading middle market investment bank that provides capital markets, financial advisory, and institutional brokerage services to public and private companies and investors. Roth Capital Partners, LLC is a small privately held investment banking company with headquarters in Newport Beach.
The Lowenstein deal team included John D. “Jack” Hogoboom, Robert J. Paradiso, Stephen Zapf, and Donna Calia.
